£35.00

Our webinar will cover: 

  • Discussion around the Certification Regime (to be implemented in December 2020) and review of temporary rule changes affecting the SM&CR regime.
  • Regulatory Changes – overview of key  upcoming rule changes
  • Review of regulatory expectation under “Operational Resilience”
  • Review of Information Security and ICO compliance during COVID-19
  • Temporary rule changes to CASS (Client Assets)
SKU: ComplianceRR11 Categories: ,

Description

Webinar: Available to rent. 

How to navigate FCA compliance during COVID pandemic:

Our breakfast webinar focuses on the FCA rules and regulatory expectations of a solo-regulated firm in the UK. Make sure you know what you didn’t know; gaining confidence to interact and challenge topics in this sector. We will focus on the updates to rules and guidance recently published by the FCA for the general insurance sector. We will walk you through a step by step guide of what you need to know, what you need to do and when. All participants will receive a complimentary self assessment guide.

In the context of the pandemic, the webinar will explore how brokers could achieve a competitive edge, through automation and utilisation of MI; preparing for the life after the pandemic.

Our webinar will cover: 

  • Discussion around the Certification Regime (to be implemented in December 2020) and review of temporary rule changes affecting the SM&CR regime.
  • Regulatory Changes – overview of key  upcoming rule changes
  • Review of regulatory expectation under “Operational Resilience”
  • Review of Information Security and ICO compliance during COVID-19
  • Temporary rule changes to CASS (Client Assets)

It is relevant to general insurance brokers/intermediaries, their insurers, and any other market participants. Joining instructions will be sent out shortly before the Zoom webinar begins and all participants will receive a copy of the presentation after the talk.

FREE TEMPLATE:

For FCA regulated firms, the regulatory expectation to continue acting in the best interest of customers is of more importance than ever, prompting firms to conduct internal risk assessments in the wake of COVID-19 pandemic.

To provide firms with a guidance for such review, we prepared this short self-assessment guide. Whilst this guide is not exhaustive, we advocate that firms consider the key implications of the lockdown and how the current processes will cope with the potential “staged return to work” practices.

Boston Tullis have teamed up with Roland Romata of RR Compliance Associates (RRCA) to deliver this engaging, need-to-know webinar. RRCA is a specialist compliance consultancy focusing on customer experience transformation projects, product development and development of FCA compliant governance and compliance framework; through the harnessing of information technology. RRCA’s mission is to help the insurance industry improve the way they interact with customers across channels and improve their product/service offering in line with FCA expectations.